WebTitle: Investment Managers Series Trust II and Embassy Asset Management, LP Author: U.S. Securities and Exchange Commission Subject: Notice of an application under section 6(c) of the Investment Company Act of 1940 ( Act ) for an exemption from section 15(a) of the Act, as well as from certain disclosure requirements in rule 20a-1 under the Act, Item 19(a)(3) … Web19 hours ago · Start Preamble Start Printed Page 23114 April 10, 2024. AGENCY: Securities and Exchange Commission (“Commission”). ACTION: Notice. Notice of an application under section 6(c) of the Investment Company Act of 1940 (“Act”) for an exemption from section 15(a) of the Act, as well as from certain disclosure requirements in rule 20a-1 under the …
H.R. 1807: Improving Disclosure for Investors Act of 2024
WebSection 15(f) of the 1940 Act. (a) Buyer acknowledges that each of Seller , the Company and the Members have entered into this Agreement in reliance upon their belief that the … WebSpecifically, Section 15 (15 U.S.C. § 80a-15) of the Investment Company Act of 1940 (the Company Act) requires an advisory contract with a registered investment company ... Section 205 (15 U.S.C. § 80b-5) states that the “other party to the contract” must consent to the assignment. In the case of a maryland emissions testing how often
Federal Register/ Vol. 88, No. 72 / Friday, April 14, 2024 / Notices
Webthe Securities Act of 1933, Sections 15(b) and 21 C of the Securities Exchange Act of 1934, Sections 203(£) and 203(k) of the Investment Advisors Act of 1940, and Section 9(b) of the Investment Company Act of 1940, and Ordering Continuation of Proceedings against Gregory J. Adams (the "April 7 Order"). Web1941—Act Nov. 15, 1941, provided for reapportionment based on seventeenth and subsequent decennial censuses. 1940—Act Apr. 25, 1940, ... in House Document No. 103–7 (in which the report required by subsec. (a) of this section is listed on page 17), see section 3003 of Pub. L. 104–66, as amended, set out as a note under section 1113 of ... Web11 Mar 2024 · In the IDC letter the staff states that it would not recommend action to the SEC for violations of Sections 12(b), 15(c) or 32(a) of the Investment Company Act of … hurtworld indir